Mr. Ellenbogen currently serves on a consulting basis as Counsel and CCO to two registered investment advisers; a family office that is the successor to a historic hedge fund, and a distressed arbitrage sponsor in process of winddown. Mr. Ellenbogen formerly served as the General Counsel and Chief Compliance Officer of a registered investment advisory boutique handling managed accounts, hedge funds and venture capital transactions. He has also been registered as an NASD general securities principal having passed the Series 24 and 7 examinations.
Memberships and Affiliations
- New York State Bar Association, Business Law Section, Securities Law and Private Investment Funds committees
- American Bar Association, Business Law Section